can we rely
on the grid?

Before investing in new power transmission technologies, we must first examine what we need in terms of electric reliability.

By Lawrence T. Papay

What does it take for most people to notice electricity? That question is something of a mind-bender, like asking what is the color of the wind. That's because it now takes some extraordinary absence of power—like the Northeast blackout of August 2003—for most people to recognize the importance of ubiquitous electricity in everyday lives.

That doesn't make electrification any less of a marvel. When the National Academy of Engineering listed the top 20 engineering triumphs of the 20th century, electrification was ranked as the No. 1 achievement. The electric power grid is certainly one of the most—if not the most—complex and marvelous machines ever created. But taking that as a given, it also leads to certain problems that this marvelous machine can and will experience.

For example, it is a machine that was not created all at one time, but on an as-needed basis. This means there are parts of the grid that are very old (upward of 100 years). And it has certain Rube Goldberg attributes, in which pieces have been and are being added to an already running system, and may have an impact on the delicately balanced structure of the grid.

Before and after: The 2003 blackout (seen below in an August 14 weather satellite image) turned off the lights in New York City, Toronto, Detroit, and Cleveland.

In the wake of the Northeast blackout, there were widespread calls for upgrading the power grid to replace aging and jury-rigged elements. But before we as a nation embark on a crash program to invest in new power transmission technologies, we must first step back and examine what we need in terms of electric reliability.

Electric power is a "just-in-time" commodity. That is, electricity is produced as it is needed. As a consequence, imbalances between supply and demand are constantly adjusted for by the amount of generation being provided. But a stable state can be maintained only if there is adequate grid capacity—transmission—to deliver the power being produced to the consumers.

The machine that is the electrical grid represents an enormous investment over time. Historically, investments in transmission are made only to add new assets to meet a growing population and a growing appetite for electricity. This problem has been compounded because after deregulation the question of who pays has gone unanswered to a large extent. Thus, in recent times investments were not made in needed upgrading and expansion of the nation's transmission grid.

To this end, as a result of two power outages in the western United States in 1996, the U.S. Department of Energy formed a Task Force on Electric System Reliability. In its final report, issued in September 1998, the task force considered the question of reliability in light of the movement toward a deregulated world.

Appropriate steps needed to be taken, the task force recommended, and taken soon, as the transition to a deregulated system occurred. In fact, the report stated that "the primary challenges to bulk-power system reliability are presented by the transition itself, rather than by the end state of competition. Failure to act will leave substantial parts of North America at unacceptable risk." The August 14 blackout proved that the task force was prophetic in its observations.

Competition has put an undue stress on the grid. Historically, a utility grid was primarily intended to deliver electric power from a utility's generation resources to its customers. Deregulation has increased the flow of electricity into, out of, and across grids to a level that was not considered in the original design of the system and the analysis of its stability.

In his testimony to the House Energy and Water Committee shortly after the August 14 blackout, Linn Draper, chairman and CEO of American Electric Power, pointed out, "In the five-year period during which wholesale electric competition first gained momentum, the number of wholesale transactions in the U.S. went from 25,000 to 2 million—an 80-fold increase."


the 'weakest link' phenomenon


Deregulation also means that the reliability criteria that have been developed are adhered to on a voluntary basis. This has led to a "weakest link" phenomenon within a grid's structure. The recent outage in the Northeast demonstrated that a weak link could bring down the grid. It is to the credit of several neighboring utilities that their individual grids were well instrumented and controlled so they could recognize the problem and take appropriate action.

Severe weather can put stress on the grid. Here, ice from a winter storm has coated utility lines, causing them to sag and creating local blackouts.

Obviously, an infrastructure that is aging and not designed to carry out the transactions being demanded of it in today's world will require a great deal of money to upgrade and enhance. Estimates are that more than $60 billion will be required. But who should carry out this upgrading and enhancement, and how will it be paid for? Should utilities implement the upgrades? Or the independent system operators? Or the regional transmission operators? Should the cost recovery be through standard utility rate structures determined through state or federal rate proceedings or as service charges on individual competitive transactions?

Such questions, all good, haven't even begun to be addressed.

But what specifically is to be done, and what technologies exist, to accomplish improvements in the reliability and security of our national grids? Significant work needs to be done in three major areas: transmission; substations and their associated equipment; and system operations, including sensors, controls, communications, SCADA, energy management systems, and the like.

Transmission lines can be improved in a number of ways. Restringing the lines themselves with larger conductors or bundling a number of small conductors can increase the current-carrying capability of the lines. Likewise the voltage for a given transmission line can be increased, but it may entail the installation of new towers or restringing the lines to ensure that proper ground clearances are maintained. Similar upgrades can be made on buried conductors, or cables. But unlike overhead lines, in which heat loading is dissipated into the atmosphere, buried cables have to sink excess heat into the ground, which may be a problem in certain situations.


solid state control


The construction of new transmission lines is an attractive alternative. However, the approval process for siting new transmission lines is often more than twice as long as that for a new base-load coal-fired generator. From planning through construction, building a new transmission line can take more than nine years.

The most important "new technology" for being able to increase power flows over existing lines or cables lies in the use of so-called FACTS (flexible ac transmission systems) equipment that can be installed at existing substations. The various FACTS devices are based on the use of solid state power electronic controllers and thyristors. They provide fast-acting control capability to allow greater control of power flows (eliminating parallel path or "loop flow"), loading of transmission lines closer to their thermal limits, greater power transfer capability (reducing reserve requirements), prevention of cascading outages (by limiting failure consequences), and damping of power system oscillations.

FACTS devices are derived from technology developed in the 1960s for high-voltage/direct-current (HVDC) applications, and have been introduced into ac systems on a limited basis over the past 10 to 15 years. The devices can range from static VAR (reactive volt-ampere) compensators, static synchronous compensators, static synchronous series compensators, thyristor controlled braking resistors, to series capacitors or reactors, thyristor controlled voltage regulators, phase shifting transformers, and unified power flow controllers. In addition to the control capabilities themselves, the devices are electronic in nature and, as a consequence, can act much faster than the current state-of-the-art electromechanical devices, such as circuit breakers and switches.

The various components needed to upgrade substation technology in this way can be added through a replacement program. Piece by piece, the entire system can be modernized.

In terms of control of power flows within the grid at a local level, advanced SCADA (for "supervisory control and data acquisition") systems are available and can be used at power plants' switchyards and substations to provide better local control and more intelligent information to the system operator. SCADA systems can handle local voltage and frequency fluctuations caused by the failure of a network component—whether generator, transformer, or transmission line—through active switching to bring supply and demand back into balance. Generally, the higher-level SCADA systems are programmed to automatically take steps to drop load and sectionalize the grid to regain stability. SCADA systems can be installed at the substation level of the grid or at a higher level.

But there is one more area where grid reliability can be improved: the "intelligence" by which the grid is designed, monitored, and controlled. By this, I mean the use of advanced models, sensors, control systems, and communications to better know and understand the state of the grid, its weakest links, and what contingencies are possible. Existing models do not adequately allow for simulation of the more complex interactions—such as interregional coordination, system planning, and congestion management—that are involved in the modern, deregulated transmission environment of today. In a post-9/11 world, such simulation capability would also allow for better threat assessments and vulnerability analyses as well.

Much of the mechanical equipment at substations like this one can be replaced by more reliable solid state devices.

There are a variety of ways this can be improved. Let's start with energy management systems. Also known simply as EMS, they take the data provided from the grid in real time and carry out computations of the state of the system, including estimates of contingencies and potential problems in management and control of that grid as well as economic dispatching of generation and the handling of power flows across the grid. The problem has been compounded by the fact that as individual electric utility grids have been folded into regional grids, the number of data points involved and the number of nodes modeled have increased enormously. So state estimation, which once had been close to real time, now can take minutes to be calculated.

In December, the Pennsylvania-New Jersey-Maryland independent system operator started up a new state-estimation program that can handle up to four times as many nodes as it had modeled previously. This is a great start. As part of the master plan for EMS programs, interface protocols for operators must be developed so that an open exchange of data and information is possible.

A second component of overall grid management is the data being transmitted to the control center and used in the state estimation. Given where technology is today and the complex machine we are controlling, we need to turn currently dumb sensors into local intelligent agents that really become two-way communications devices for quasi real-time information flow and control. The state of the art in this area is moving very rapidly and making more detailed information available to control system operators and their programs.


'self-healing' grid


Eventually, what will be needed is an intelligent, adaptive grid that is "self-healing." By intelligent and adaptive, I mean that the grid will recognize a series of events and control algorithms will automatically cause the grid to fail gracefully by forming appropriate power islands in which generation and load are matched. To accomplish this kind of control requires that the energy management system run a state-estimation program faster than real time using information coming from intelligent agents, and that it have purely electronic control mechanisms at its disposal. In this manner, given a catastrophic event (or simultaneous terrorist attacks), the grid will make the optimal choice to keep as many customers as it can online while mitigating the effects of failure.

In a post-9/11 world, this requirement will be a must if the goal is to mitigate the effects of simultaneous attacks that have as their objective to paralyze the electric power system.

Unmentioned in this discussion so far is the real need to ensure the cyber safety of the grid diagnostic and management systems. The recent blackout, at least in part, is traceable to the failure of an individual utility's process computers. Any attempt at blind control has been and would be disastrous. A system secure from intrusion is mandatory. And, given the ramifications of a massive blackout, redundancy is a must.

Systems of the future must be secure from both external and internal cyber attacks.

Seen as a whole, upgrading the national electricity grid is a huge undertaking. But it must be done if we are going to be able to avoid widespread blackouts like the one in August—or even more devastating outages on a scale we have yet to see.


Lawrence T. Papay is vice president for integrated solutions at Science Applications International Corp. in San Diego, Calif. Papay is also a nuclear engineer who has served on numerous advisory boards, including the President's Council of Advisors on Science and Technology.



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